Loop Capital Markets, LLC has established the following guidelines to comply with the Gramm Leach Bliley Act (the “Act”). Our policy regarding customer privacy and the use of personal non-public information apply both to current and former customers, and are designed to comply with the privacy provisions in Title V of the Act, as well as applicable federal privacy regulations.
Please note that Loop Capital Markets, LLC has access to non-public personal information about you from the following sources:.
- Information we receive from you on applications or other forms in order to
obtain a requested financial product or service;
- Information we receive as a result of the transaction that you undertake with us.
- Information about your transaction with us or our affiliates and information we receive from our clearing firm and/or the consumer reporting agency.
At Loop we recognize the importance of
protecting the privacy of our customers and as such, we have policies in place to maintain the
confidentiality and security of customer information. Loop seeks to protect the security
and confidentiality of customer information. We reinforce this in the way we routinely handle
sensitive information as part of our day-to-day operations. Loop restricts access to your
personal and account information to those employees who require the information to
deliver the products and services you request. Accordingly, we maintain physical, electronic
and procedural safeguards to protect non-public customer information. Our systems aim to
protect against unauthorized access to records that may harm or inconvenience our customers.
It is Loop’s policy not to share information or records regarding former or current customers
with anyone, except as required by law. Furthermore, customer accounts are handled in a
confidential manner with information and transactions discussed only with persons who
have a reasonable need to know such information for valid businesses or regulatory
purposes. This includes, but is not limited to confidential information requested during
routine regulatory reviews and examinations.
If you have any questions regarding our privacy
policy, please contact Loop Capital Markets’
Compliance Department at
compliance@loopcap.com.
Thank you.
Loop Capital Markets, LLC
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